# RegEd Software Pricing, Alternatives & More 2026 | Capterra

> With the help of Capterra, learn about RegEd Software - reviews, pricing plans, popular comparisons to other Compliance products and more.

Source: https://www.capterra.com/p/10022679/RegEd

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# 

 RegEd Software Review 2026: Features, Reviews, Integrations, Pros & Cons

Last updated on December 11, 2025

Provider data verified by our Software Research team, and reviews moderated by our Reviews Verification team.

[Description](#description)[Use cases](#use-cases)[Alternatives](#alternatives)[FAQs](#faqs)[Features](#features)[Pricing](#pricing)[Support](#support)

RegEd

## What is RegEd?

RegEd is a comprehensive compliance management solution that helps financial services firms manage regulatory requirements from FINRA, SEC, state Departments of Insurance, and other regulators. The suite includes applications to streamline key compliance tasks. The Advertising Review module expedites marketing compliance review, while the Branch Audit Management solution streamlines branch inspections per FINRA guidelines. The Complaint Management application tracks complaints to aid swift resolution. Compliance Questionnaires automate annual regulatory surveys. Other modules cover Form ADV Part 2B, gifts, outside activities, personal securities, policies, regulatory changes, and exams.

## What is RegEd used for?

[Compliance](https://www.capterra.com/compliance-software/)[Audit](https://www.capterra.com/audit-software/)

Top alternative

Featured

Overall rating

Based on 0 user reviews

Reviews sentiment

Positive

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Neutral

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Negative

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### Starting price

Free trial not available

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## Compare with a popular alternative

Capterra selects software alternatives based on relevant features, verified user reviews and user interactions. Placement may be influenced by client status.

### RegEd

0.0

VS.

[4.5 (535)](https://www.capterra.com/p/148577/MasterControl/reviews/)

Starting Price

Contact vendor

Starting Price

$25000

Other, Per Year

Free Trial

Free Version

Pricing Options

Free Trial

Free Version

Ease Of Use

0.0 (0)

Ease Of Use

4.1 (534)

Value For Money

0.0 (0)

Value For Money

4.2 (435)

Customer Service

0.0 (0)

Customer Service

4.5 (499)

## RegEd alternatives

Highest Rated

[4.9 (331)](https://www.capterra.com/p/218549/UserWay/reviews/)

Starting price

$69.00

Per User, Per Month

Pricing Options

Free Trial

Free Version

User Rating

99%

of reviewers

rated it above 4 stars

[4.5 (129)](https://www.capterra.com/p/134050/Quality-Management-Software/reviews/)

Starting price

Contact vendor for pricing

Pricing Options

Free Trial

Free Version

User Rating

91%

of reviewers

rated it above 4 stars

[4.8 (255)](https://www.capterra.com/p/143579/SiteDocs/reviews/)

Starting price

Contact vendor for pricing

Pricing Options

Free Trial

Free Version

User Rating

98%

of reviewers

rated it above 4 stars

[4.4 (1,343)](https://www.capterra.com/p/130949/Paycom/reviews/)

Starting price

Contact vendor for pricing

Pricing Options

Free Trial

Free Version

User Rating

87%

of reviewers

rated it above 4 stars

[View all alternatives](https://www.capterra.com/p/10022679/RegEd/alternatives/)

## FAQs about RegEd

Overview

### What company size and specific industries is RegEd built for?

RegEd is designed for financial services organizations of all sizes, including broker-dealers, insurance companies, registered investment advisers, and banking institutions. It is built for firms that operate in regulated financial markets and need software suited to compliance and oversight requirements across those sectors.

Features and Usability

### What are the key features of RegEd?

RegEd offers compliance management, compliance tracking, policy management, regulatory reporting, and risk management as core features. It also includes audit management, audit planning, audit trail, and approval process control, plus activity dashboard, activity tracking, reporting & statistics, forms management, surveys & feedback, and change management.

Getting Started and Support

### What customer support options does RegEd offer?

RegEd provides Email/Help Desk support for users who need assistance. No reviewer feedback about support quality, response times, or common issues is available here, so the support experience cannot be characterized beyond the listed channel.

## Features

Features with the highest number of reviews are displayed first. Those that have no reviews appear next, sorted alphabetically.

Activity Dashboard

Dashboard to view the status of ongoing processes, identify current incidents and track past activities

Activity Tracking

Track and document all activities across devices, networks, and other systems

Approval Process Control

Manage the process of evaluating documents or requests submitted for approval

Audit Management

Plan, schedule, and execute organization's accounts and assets to ensure compliance with policies and laws

Audit Planning

Create a targeted plan, schedule resources, and determine long-term goals for the audit process

Audit Trail

A record of all activities within the system, including user access, changes made, etc.

RegEd 17 features

Dashboard to view the status of ongoing processes, identify current incidents and track past activities

Track and document all activities across devices, networks, and other systems

Manage the process of evaluating documents or requests submitted for approval

Plan, schedule, and execute organization's accounts and assets to ensure compliance with policies and laws

Create a targeted plan, schedule resources, and determine long-term goals for the audit process

A record of all activities within the system, including user access, changes made, etc.

Track and monitor efficient handling of all changes/transitions

Track and manage adherence to policies for any service, product, process, or supplier

Track and report regulatory data to either internal management or external stakeholders

Store, manage and track all forms in a centralized location

Guidelines set by the International Organization for Standardization

Create, manage, and track policies and procedures within an organization

Preparing and submitting reports to regulatory authorities in compliance with industry-specific rules, regulations, and standards

Collection, analysis, and representation of numerical data and generation of reports to understand various patterns

Analyze potential risks across the organization

Process of identifying, evaluating, mitigating, addressing and reporting on potential risks or uncertainties

Gauge satisfaction and receive information for improvement and success

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## Pricing

### Starting price

Free trial not available

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## Support, customer service and training options

Support

-   Email/Help Desk
-   FAQs/Forum
-   Knowledge Base
-   Phone Support
-   24/7 (Live rep)
-   Chat

Training

-   In Person
-   Live Online
-   Webinars
-   Documentation
-   Videos

Deployment

-   Web
-   Android
-   iPhone/iPad

Typical users

-   Freelancers
-   Small businesses
-   Mid size businesses
-   Enterprises

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