---
title: "RegEd Software Pricing, Alternatives & More 2026 | Capterra"
description: "With the help of Capterra, learn about RegEd Software - reviews, pricing plans, popular comparisons to other Audit products and more."
source_url: "https://www.capterra.com/p/10022679/RegEd/"
page_type: "product"
language: "en"
---

# 

 RegEd Software Review 2026: Features, Reviews, Integrations, Pros & Cons

Last updated on September 16, 2026

Provider data verified by our Software Research team, and reviews moderated by our Reviews Verification team.

[Description](#description)[Use cases](#use-cases)[Alternatives](#alternatives)[FAQs](#faqs)[Features](#features)[Pricing](#pricing)[Support](#support)

RegEd

## What is RegEd?

RegEd is a comprehensive compliance management solution that helps financial services firms manage regulatory requirements from FINRA, SEC, state Departments of Insurance, and other regulators. The suite includes applications to streamline key compliance tasks. The Advertising Review module expedites marketing compliance review, while the Branch Audit Management solution streamlines branch inspections per FINRA guidelines. The Complaint Management application tracks complaints to aid swift resolution. Compliance Questionnaires automate annual regulatory surveys. Other modules cover Form ADV Part 2B, gifts, outside activities, personal securities, policies, regulatory changes, and exams.

## What is RegEd used for?

[Compliance](https://www.capterra.com/compliance-software/)[Audit](https://www.capterra.com/audit-software/)

Top alternative

Featured

Overall rating

Based on 0 user reviews

Reviews sentiment

Positive

\-

Neutral

\-

Negative

\-

### Starting price

Free trial not available

Capterra Shortlist charts the highest-rated and most popular products...

Our "Best of" badge program showcases products with the highest ratings...

Our "Best of" badge program showcases products with the highest ratings...

Do you work for RegEd?[Manage this product listing](https://www.g2.com/products/reged/claim_requests/new?auto=true)

## Compare with a popular alternative

Capterra selects software alternatives based on relevant features, verified user reviews and user interactions. Placement may be influenced by client status.

### RegEd

0.0

VS.

[4.7 (414)](https://www.capterra.com/p/148230/SOXHUB/reviews/)

Starting Price

Contact vendor

Starting Price

Contact vendor

Free Trial

Free Version

Pricing Options

Free Trial

Free Version

Ease Of Use

0.0 (0)

Ease Of Use

4.6 (414)

Value For Money

0.0 (0)

Value For Money

4.5 (343)

Customer Service

0.0 (0)

Customer Service

4.6 (382)

## RegEd alternatives

[4.5 (540)](https://www.capterra.com/p/148577/MasterControl/reviews/)

Starting price

$25000.00

Per User, Per Month

Pricing Options

Free Trial

Free Version

User Rating

93%

of reviewers

rated it above 4 stars

Highest Rated

[4.8 (255)](https://www.capterra.com/p/143579/SiteDocs/reviews/)

Starting price

Contact vendor for pricing

Pricing Options

Free Trial

Free Version

User Rating

98%

of reviewers

rated it above 4 stars

[4.6 (138)](https://www.capterra.com/p/134050/Quality-Management-Software/reviews/)

Starting price

Contact vendor for pricing

Pricing Options

Free Trial

Free Version

User Rating

92%

of reviewers

rated it above 4 stars

[Mitti (by SafetyCulture)](https://www.capterra.com/p/141080/iAuditor/)

[4.6 (355)](https://www.capterra.com/p/141080/iAuditor/reviews/)

Starting price

$29.00

Per User, Per Month

Pricing Options

Free Trial

Free Version

User Rating

95%

of reviewers

rated it above 4 stars

[Learn More](https://www.capterra.com/p/141080/iAuditor/)

[View all alternatives](https://www.capterra.com/p/10022679/RegEd/alternatives/)

## FAQs about RegEd

Overview

### What company size and specific industries is RegEd built for?

RegEd is designed for financial services firms of many sizes, especially broker-dealers, insurance companies, registered investment advisers, and banking institutions. It fits organizations operating in regulated financial and insurance sectors that need a platform tailored to compliance and administrative needs.

Features and Usability

### What are the key features of RegEd?

RegEd offers compliance management, compliance tracking, policy management, and regulatory reporting for oversight of regulated processes. It also includes audit management, audit planning, and audit trail functions, along with risk analysis and risk management. Activity dashboard, approval process control, forms management, and surveys & feedback support ongoing monitoring and control.

Getting Started and Support

### What customer support options does RegEd offer?

RegEd provides Email/Help Desk support for customer questions and issue resolution.

## Features

AI summary

Based on 4,313 Audit reviews

Capterra data shows that buyers of compliance software rank the following features as their top priorities:

-   **Compliance Tracking** (**54%** of reviewers rated this feature as critical)
-   **Document Management** (**48%**)
-   **Audit Management** (**42%**)

RegEd supports **Compliance Tracking** and **Audit Management**. However, it does not include **Document Management**. By covering **Compliance Tracking** and **Audit Management**, the product helps businesses monitor regulatory obligations, keep compliance activities on schedule, and review audit readiness more effectively, providing teams with clearer oversight and more consistent control across compliance processes.

Activity Dashboard

Dashboard to view the status of ongoing processes, identify current incidents and track past activities

Activity Tracking

Track and document all activities across devices, networks, and other systems

Approval Process Control

Manage the process of evaluating documents or requests submitted for approval

Audit Management

Plan, schedule, and execute organization's accounts and assets to ensure compliance with policies and laws

Audit Planning

Create a targeted plan, schedule resources, and determine long-term goals for the audit process

Audit Trail

A record of all activities within the system, including user access, changes made, etc.

RegEd 17 features

### All Features
- Activity Dashboard: Dashboard to view the status of ongoing processes, identify current incidents and track past activities
- Activity Tracking: Track and document all activities across devices, networks, and other systems
- Approval Process Control: Manage the process of evaluating documents or requests submitted for approval
- Audit Management: Plan, schedule, and execute organization's accounts and assets to ensure compliance with policies and laws
- Audit Planning: Create a targeted plan, schedule resources, and determine long-term goals for the audit process
- Audit Trail: A record of all activities within the system, including user access, changes made, etc.
- Change Management: Track and monitor efficient handling of all changes/transitions
- Compliance Management: Track and manage adherence to policies for any service, product, process, or supplier
- Compliance Tracking: Track and report regulatory data to either internal management or external stakeholders
- Forms Management: Store, manage and track all forms in a centralized location
- ISO Compliance: Guidelines set by the International Organization for Standardization
- Policy Management: Create, manage, and track policies and procedures within an organization
- Regulatory Reporting: Preparing and submitting reports to regulatory authorities in compliance with industry-specific rules, regulations, and standards
- Reporting & Statistics: Collection, analysis, and representation of numerical data and generation of reports to understand various patterns
- Risk Analysis: Analyze potential risks across the organization
- Risk Management: Process of identifying, evaluating, mitigating, addressing and reporting on potential risks or uncertainties
- Surveys & Feedback: Gauge satisfaction and receive information for improvement and success

---

Get Advice

We can help you find the software with the features you need.

## Pricing

### Starting price

Free trial not available

Connect with a Capterra advisor for a free 15-minute consultation

Get a personalized software list aligned to your business needs with guidance from our expert advisors. Our team has helped 1 million+ businesses like yours find options that fit their needs.

## Support, customer service and training options

Support

-   Email/Help Desk
-   FAQs/Forum
-   Knowledge Base
-   Phone Support
-   24/7 (Live rep)
-   Chat

Training

-   In Person
-   Live Online
-   Webinars
-   Documentation
-   Videos

Deployment

-   Web
-   Android
-   iPhone/iPad

Typical users

-   Freelancers
-   Small businesses
-   Mid size businesses
-   Enterprises

## Top-rated software of 2026

### Fill out the form and we'll send a list of the top-rated software based on real user reviews directly to your inbox.